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Mason Lawrence Brown

LPl Financial LLC

Greenville, SC

CRD 7678333

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2024-05-01
TX RA APPROVED 2023-10-08
SC RA APPROVED 2023-09-05
  • NV RA
    APPROVED
    Since 2024-05-01
  • TX RA
    APPROVED
    Since 2023-10-08
  • SC RA
    APPROVED
    Since 2023-09-05

Branch Locations

300 N Main St Ste 301, Greenville, SC 29601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Greenville SC 01/2023 Present
Montreat College Black Mountain NC 08/2021 12/2022
Anderson University Anderson SC 08/2018 05/2021
Anderson Christian School Anderson SC 03/2013 05/2018
  • 01/2023 → Present
    Lpl Financial Llc
    Greenville, SC
  • 08/2021 → 12/2022
    Montreat College
    Black Mountain, NC
  • 08/2018 → 05/2021
    Anderson University
    Anderson, SC
  • 03/2013 → 05/2018
    Anderson Christian School
    Anderson, SC
Other Businesses

1) 02/16/2023 - NorthEnd Private Wealth - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-31
  • S66 Uniform Combined State Law Examination
    2023-08-31

View on SEC IAPD

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Nearby Offices

RAYMOND JAMES & ASSOCIATES, INC. · GREENVILLE, SC
FORTIS CAPITAL ADVISORS, LLC · Greenville, SC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · GREENVILLE, SC

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