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35 Leigh Street, Clinton, NJ 08809 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-03-26 |
| NJ | RA | APPROVED | 2026-01-21 |
| KS | RA | APPROVED | 2026-01-07 |
Branch Locations
35 Leigh Street, Clinton, NJ 08809 • United States
North Kansas City, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Preferred Capital Securities | Atlanta | GA | 11/2022 | 03/2025 |
| Unemployed | Shawnee | KS | 06/2022 | 11/2022 |
| Easy Health | Los Angeles | CA | 08/2019 | 07/2022 |
| Spring Venture Group | Kansas City | MO | 03/2017 | 07/2019 |
| Andrew Watters | Mission Woods | KS | 03/2025 | 05/2025 |
| Rosewood Country Club | Bradenton | FL | 02/2016 | 12/2016 |
| Badger Creek Advisors Llc | Atlanta | GA | 06/2023 | 02/2024 |
| Andrew Watters | Mission Woods | KS | 05/2025 | 06/2025 |
| Northwestern Mutual Investment Services Llc | Mission Woods | KS | 04/2025 | 07/2025 |
| Swp Holdings, Llc | Mission Woods | KS | 06/2025 | 07/2025 |
| Tranquilli Financial Advisor, Llc | Clinton | NJ | 12/2025 | Present |
| Unemployed | Shawnee | KS | 08/2025 | 11/2025 |
| Unemployed | Shawnee | KS | 07/2022 | 11/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-28 |
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