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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-09-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Chandler | AZ | 12/2022 | 01/2023 |
| Rocket Mortgage | Phoenix | AZ | 12/2021 | 11/2022 |
| Unemployed | Chandler | AZ | 05/2021 | 11/2021 |
| Mr. Cooper | Chandler | AZ | 06/2020 | 04/2021 |
| Junk King | Irvine | CA | 05/2018 | 08/2018 |
| Full-Time Education | Flagstaff | AZ | 08/2002 | 05/2020 |
| Charles Schwab Co., Inc. | Lone Tree | CO | 01/2023 | Present |
| Charles Schwab Bank, Ssb | Lone Tree | CO | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 2023-05-22 |
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