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Wilmington, DE • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2023-03-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rockford Financial Planning | Wilmington | DE | 06/2021 | 04/2023 |
| Rockford Financial Planning | Wilmington | DE | 03/2021 | 06/2021 |
| Trolley Square Oyster House | Wilmington | DE | 01/2016 | 10/2020 |
| Unemployed | Newark | DE | 11/2020 | 02/2021 |
| Rockford Financial Planning | Wilmington | DE | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-03-15 |
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