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Seth C Henrie

Morgan Stanley

Scottsdale, AZ

Mesa, AZ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-02-16
TX RA APPROVED_RES 2015-03-17
  • AZ RA
    APPROVED
    Since 2021-02-16
  • TX RA
    APPROVED_RES
    Since 2015-03-17

Branch Locations

14850 North Scottsdale Road Suite 600, Scottsdale, AZ 85254 • United States

Mesa, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Scottsdale AZ 02/2015 Present
Morgan Stanley Private Bank, National Association New York NY 04/2015 Present
  • 02/2015 → Present
    Morgan Stanley
    Scottsdale, AZ
  • 04/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2009-11-19 → 2012-05-15
    J.P. Morgan Securities Llc
    Phoenix, AZ
    Scottsdale, AZ
    Phoenix, AZ
  • 2007-09-19 → 2009-10-14
    Credit Suisse Securities (Usa) Llc
    New York, NY
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-18
  • S66 Uniform Combined State Law Examination
    2007-09-18

View on SEC IAPD

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