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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-10-23 |
Branch Locations
One Bryant Park Gwim Chief Investment Office (Cio), New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America Private Bank | Florham Park | NJ | 11/2021 | 12/2022 |
| Bank Of America | New York | NY | 12/2022 | 04/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 11/2021 | Present |
| University Of Maine | Orono | ME | 12/2020 | 05/2021 |
| Unemployed | River Vale | NJ | 05/2021 | 11/2021 |
| University Of Maine | Na | NJ | 08/2017 | 05/2021 |
| Tru Mfg Corp | Norwood | NJ | 12/2016 | 08/2017 |
| Northern Valley Regional High School At Old Tappan | Old Tappan | NJ | 05/2015 | 11/2016 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-23 |
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