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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-08-10 |
Branch Locations
1660 Herndon Ave., Suite 101, Clovis, CA 93611 • United States
2186 Shaw Ave, Clovis, CA 93611 • United States
9515 N. Sommerville Dr., Fresno, CA 93720 • United States
2341 Theatre Drive, Paso Robles, CA 93446 • United States
3612 S. Mooney Blvd., Visalia, CA 93277 • United States
2222 W Shaw Ave, Fresno, CA 93711 • United States
873 W. North Ave., Reedley, CA 93654 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Educational Employees Credit Union | Fresno | CA | 12/2022 | Present |
| Equity Assets Real Estate, Inc. | Clovis | CA | 04/2013 | Present |
| Lpl Financial | Fresno | CA | 12/2022 | Present |
1) 02/10/2023 - EECU Member Investment Services - DBA for LPL Business (entity for LPL business) - inv- rel - at reported business locations Start Date - 02/07/2023. 2) 02/10/2023 - Equity Assets Real Estate, INC - Investment Related - At Reported Business Location(s) -Mortgage/Real Estate Services - Real Estate Broker - start 05/01/2013 - 1 Hours Per Month - Time Spent 2%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 2023-04-18 |
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