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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-06-26
  • MO RA
    APPROVED
    Since 2024-06-26

Branch Locations

500 Maryville University Drive, St Louis, MO 63141 • United States

Imperial, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Imperial MO 01/2023 Present
Poker Player Imperial MO 01/2022 01/2023
Neighbors Credit Union Fenton MO 08/2019 01/2023
Neighbors Credit Union Saint Louis MO 10/2017 08/2019
Us Bank Crystal City MO 11/2016 10/2017
Us Bank Saint Louis MO 04/2013 11/2016
  • 01/2023 → Present
    Imperial, MO
  • 01/2022 → 01/2023
    Poker Player
    Imperial, MO
  • 08/2019 → 01/2023
    Neighbors Credit Union
    Fenton, MO
  • 10/2017 → 08/2019
    Neighbors Credit Union
    Saint Louis, MO
  • 11/2016 → 10/2017
    Us Bank
    Crystal City, MO
  • 04/2013 → 11/2016
    Us Bank
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-26
S63 Uniform Securities Agent State Law Examination 2023-05-22
  • S66 Uniform Combined State Law Examination
    2024-06-26
  • S63 Uniform Securities Agent State Law Examination
    2023-05-22

View on SEC IAPD

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