Jeffrey Yim

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-05-02
CA	RA	APPROVED	2025-01-24

TX RA
APPROVED

Since 2025-05-02
CA RA
APPROVED

Since 2025-01-24

Branch Locations

Orange, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nylife Securities Llc	Brea	CA	04/2023	Present
New York Life Insurance Company	Brea	CA	01/2023	Present
Home For Refugees Usa	Mission Viejo	CA	01/2022	12/2022
Orange Lutheran High School	Orange	CA	07/2019	12/2021
Concordia University Irvine	Irvine	CA	08/2016	Present
Eagle Strategies Llc	Brea	CA	06/2023	Present

04/2023 → Present

Nylife Securities Llc

Brea, CA
01/2023 → Present

New York Life Insurance Company

Brea, CA
01/2022 → 12/2022

Home For Refugees Usa

Mission Viejo, CA
07/2019 → 12/2021

Orange Lutheran High School

Orange, CA
08/2016 → Present

Concordia University Irvine

Irvine, CA
06/2023 → Present

Eagle Strategies Llc

Brea, CA

Other Businesses

[Concordia University Irvine; not investment-related; 1530 Concordia West, Irvine CA 92612; higher education institution with a focus on liberal arts and professional studies; Teacher/Classroom Instructor; Adjunct Professor (of Philosophy); 08/2016; 12 hours/month; 0 hours during securities trading hours; Adjunct Professor duties involve lecturing, grading, and office hours by appointment only.] [Love Orange; brings together faith, business, and city partners in year-round service/volunteer projects to promote the common good, civic life, and collaborative love for the city of Orange.; 34 Plaza Square, Orange CA 92866; Start Date 08/2022; Role/Title: Officer; Not Investment Related; 0.5 hours per month; 0.5 hours per month during securities trading hours; Board of Directors and as its Secretary, I provide general creativity and guidance in regards to overall vision, budget, and personnel decisions][Silver Ridge LA Ventures LLC; House flipping business; 438 E. Katella Ave., #212, Orange CA 92867; Start Date 08/2025; Role/Title: Passive Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours]

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-06-16

S66 Uniform Combined State Law Examination

2023-06-16

Other Names

Jeff Yim

View on SEC IAPD