Dominic M Martinez

CRD 7676865

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-10-14

NY RA
APPROVED

Since 2024-10-14

Branch Locations

2000 Westchester Ave (Home Office), Purchase, NY 10577 • United States

1 New York Plaza, New York, NY 10004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	New York	NY	02/2023	Present
Us Army	Montgomery	NY	01/2020	Present
Job Corps	Bronx	NY	04/2022	01/2023
New York City Department Of Education	Brookyln	NY	09/2016	02/2023
Service Corp	Manhattan	NY	09/2016	04/2017
Lehman College	Bronx	NY	09/2015	05/2019

02/2023 → Present

Morgan Stanley

New York, NY
01/2020 → Present

Us Army

Montgomery, NY
04/2022 → 01/2023

Job Corps

Bronx, NY
09/2016 → 02/2023

New York City Department Of Education

Brookyln, NY
09/2016 → 04/2017

Service Corp

Manhattan, NY
09/2015 → 05/2019

Lehman College

Bronx, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-10-12
S63	Uniform Securities Agent State Law Examination	2023-03-31

S65 Uniform Investment Adviser Law Examination

2024-10-12
S63 Uniform Securities Agent State Law Examination

2023-03-31

View on SEC IAPD

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