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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-10-04 |
Branch Locations
301 Tresser Blvd Office Of Cao - Awl Local Markets Organization, Stamford, CT 06901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Raleigh | NC | 10/2008 | Present |
I*2133305, Entity Type: Entity Charitable, Name of OBA: Susan G Komen , Address: Dallas, Texas, 75380, Investment Related: N, Position, Title, Association: Committee, Employee State Date:02/06/2025, No Hours: 50 Yearly, No Hours during Trading: 20 Yearly, Duties: Susan G Komen - breast cancer race for the cure Carolinas committee member. work with the Komen team to plan 2025 Triangle Race for the Cure "
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-03 |
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