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Oneamerica Securities, Inc. CRD 4173
$306M regulatory AUM 8,795 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One American Square, Indianapolis, IN 46282 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-06-05 |
| MA | RA | APPROVED | 2023-02-07 |
| FL | RA | APPROVED | 2023-01-31 |
| OH | RA | APPROVED | 2023-01-31 |
| UT | RA | APPROVED | 2023-01-31 |
| CO | RA | APPROVED | 2023-01-30 |
| IN | RA | APPROVED | 2023-01-30 |
| KY | RA | APPROVED | 2023-01-30 |
| LA | RA | APPROVED | 2023-01-30 |
| MI | RA | APPROVED | 2023-01-30 |
| MO | RA | APPROVED | 2023-01-30 |
| NC | RA | APPROVED | 2023-01-30 |
| PA | RA | APPROVED | 2023-01-30 |
| TX | RA | APPROVED | 2023-01-30 |
| IL | RA | APPROVED | 2023-01-10 |
Branch Locations
One American Square, Indianapolis, IN 46282 • United States
East Peoria, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Caterpillar Inc | East Peoria | IL | 02/2008 | 07/2022 |
| Unemployed | East Peoria | IL | 07/2022 | 08/2022 |
| American United Life | East Peoria | IL | 09/2022 | Present |
| Oneamerica Securities | East Peoria | IL | 01/2023 | Present |
Non-variable insurance sales (fixed life, fixed annuities)
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-12-15 |
| S65 | Uniform Investment Adviser Law Examination | 2022-11-23 |
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