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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-10-21
CT RA APPROVED 2025-10-09
  • MA RA
    APPROVED
    Since 2025-10-21
  • CT RA
    APPROVED
    Since 2025-10-09

Branch Locations

12 East Granby Rd, Granby, CT 06035 • United States

70 Center St, Chicopee, MA 01013 • United States

141 Elm St, Westfield, MA 01085 • United States

350 Palmer Rd Suite 100, Ware, MA 01082 • United States

477 Center St, Ludlow, MA 01056 • United States

1650 Northhampton St, Holyoke, MA 01040 • United States

14 Russell Rd, Huntington, MA 01050 • United States

32 Willimansett St, South Hadley, MA 01075 • United States

39 Morgan Rd, West Springfield, MA 01089 • United States

599 Memorial Dr, Chicopee, MA 01020 • United States

435 Burnett Rd, Chicopee, MA 01020 • United States

237 S Westfield St , Feeding Hills, MA 01030 • United States

569 East St, Chicopee, MA 01020 • United States

26 Arnold St, Westfield, MA 01085 • United States

560 E Main St, Westfield, MA 01085 • United States

382 N. Main St, East Longmeadow, MA 01028 • United States

462 College Hwy, Southwick, MA 01077 • United States

1342 Liberty St, Springfield, MA 01104 • United States

977 Farmington Ave, West Hartford, CT 06107 • United States

655 Main St, Agawam, MA 01001 • United States

47 Palomba Dr, Enfield, CT 06082 • United States

300 Southhampton Rd, Westfield, MA 01085 • United States

337 Cottage Grove Rd, Bloomfield, CT 06002 • United States

206 Park St, West Springfield, MA 01089 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Big Y Inc Palmer MA 09/2015 03/2020
Unemployed Na MA 03/2020 07/2021
Target Hadley MA 07/2021 04/2022
Cold Spring Country Club Belchertown MA 04/2022 10/2022
Unemployed Na MA 10/2022 12/2022
Westfield Bank Chicopee MA 12/2022 Present
Lpl Financial Chicopee MA 12/2022 06/2026
Lpl Financial Granby CT 06/2026 Present
  • 09/2015 → 03/2020
    Big Y Inc
    Palmer, MA
  • 03/2020 → 07/2021
    Unemployed
    Na, MA
  • 07/2021 → 04/2022
    Target
    Hadley, MA
  • 04/2022 → 10/2022
    Cold Spring Country Club
    Belchertown, MA
  • 10/2022 → 12/2022
    Unemployed
    Na, MA
  • 12/2022 → Present
    Westfield Bank
    Chicopee, MA
  • 12/2022 → 06/2026
    Lpl Financial
    Chicopee, MA
  • 06/2026 → Present
    Lpl Financial
    Granby, CT
Other Businesses

1 - 04/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Westfield Investment Services - Inv Related - At reported business location(s).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-18
  • S66 Uniform Combined State Law Examination
    2025-08-18

View on SEC IAPD

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