Samuel L Estes

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-03-19
ME	RA	APPROVED	2023-03-27

TX RA
APPROVED_RES

Since 2026-03-19
ME RA
APPROVED

Since 2023-03-27

Branch Locations

2 Elm St, Camden, ME 04843 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Camden National Bank	Camden	ME	03/2021	Present
Pepsi	Auburn	ME	01/2019	03/2021
Hannaford	Scarborough	ME	05/2014	01/2019
Lpl Financial Llc	Waldoboro	ME	02/2023	Present

03/2021 → Present

Camden National Bank

Camden, ME
01/2019 → 03/2021

Pepsi

Auburn, ME
05/2014 → 01/2019

Hannaford

Scarborough, ME
02/2023 → Present

Lpl Financial Llc

Waldoboro, ME

Other Businesses

1- 02/2023 / Camden Financial Consultants / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / WALDOBORO, ME 2- 09/2021 / NOTARY / INVESTMENT RELATED / WALDOBORO, ME

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-03-17

S66 Uniform Combined State Law Examination

2023-03-17

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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