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George James Carroll

Regal Advisory Services, Inc.

Glenview, IL

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Current Employers
Regal Advisory Services, Inc.

950 North Milwaukee Avenue Suite 101, Glenview, IL 60025-3771 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-14
CA RA APPROVED 2024-10-25
IL RA APPROVED 2024-10-24
  • FL RA
    APPROVED
    Since 2024-11-14
  • CA RA
    APPROVED
    Since 2024-10-25
  • IL RA
    APPROVED
    Since 2024-10-24

Branch Locations

950 North Milwaukee Avenue Suite 101, Glenview, IL 60025-3771 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lake Forest Academy Lake Forest IL 08/2016 12/2018
Carmel High School Mundelein IL 01/2019 05/2020
Biltmore Country Club Barrington IL 05/2018 09/2018
Loyola Marymount University Los Angeles CA 08/2023 05/2024
Biltmore Country Club Barrington IL 06/2021 08/2021
Regal Securities Glenview IL 05/2019 09/2019
Valuable Capital Securities Irvine CA 06/2023 08/2023
Genosouce Blairstown IA 06/2017 08/2017
Loyola Marymount University Los Angeles CA 06/2020 05/2021
Loyola Marymount University Los Angeles CA 08/2021 05/2023
Regal Securities Glenview IL 05/2024 Present
  • 08/2016 → 12/2018
    Lake Forest Academy
    Lake Forest, IL
  • 01/2019 → 05/2020
    Carmel High School
    Mundelein, IL
  • 05/2018 → 09/2018
    Biltmore Country Club
    Barrington, IL
  • 08/2023 → 05/2024
    Loyola Marymount University
    Los Angeles, CA
  • 06/2021 → 08/2021
    Biltmore Country Club
    Barrington, IL
  • 05/2019 → 09/2019
    Regal Securities
    Glenview, IL
  • 06/2023 → 08/2023
    Valuable Capital Securities
    Irvine, CA
  • 06/2017 → 08/2017
    Genosouce
    Blairstown, IA
  • 06/2020 → 05/2021
    Loyola Marymount University
    Los Angeles, CA
  • 08/2021 → 05/2023
    Loyola Marymount University
    Los Angeles, CA
  • 05/2024 → Present
    Regal Securities
    Glenview, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-23
S63 Uniform Securities Agent State Law Examination 2024-08-28
  • S65 Uniform Investment Adviser Law Examination
    2024-10-23
  • S63 Uniform Securities Agent State Law Examination
    2024-08-28

View on SEC IAPD

Other Firms

COYLE
ARIS INVESTING
GLENVIEW FINANCIAL GROUP LLC
BREAKOUT PRIVATE WEALTH LLC
MERINO WEALTH MANAGEMENT
MORGAN STANLEY
LIFEWORKS ADVISORS, LLC
SOUTH BAY FINANCIAL PARTNERS

Other Investors

DEREK MICHAEL KYLER
REBECCA Carroll FRAGASSI
JOHN GARDNER FINLEY
Jenny Lee Selvaggio
WILLIAM MATTHEW PALMER
David Geoffrey Smestuen
RYAN MICHAEL JUNE
ADAM ROBERT BLONSKY

Other Offices

COYLE · GLENVIEW, IL
ARIS INVESTING · GLENVIEW, IL
GLENVIEW FINANCIAL GROUP LLC · GLENVIEW, IL
BREAKOUT PRIVATE WEALTH LLC · GLENVIEW, IL
MERINO WEALTH MANAGEMENT · GLENVIEW, IL
MORGAN STANLEY · Glenview, IL
LIFEWORKS ADVISORS, LLC · Glenview, IL
SOUTH BAY FINANCIAL PARTNERS · Glenview, IL

More in Glenview, IL

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