George James Carroll

Employer firm

Regal Advisory Services, Inc. CRD 123842

$121M regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 12/2018
  Lake Forest Academy
  Lake Forest, IL
• 01/2019 → 05/2020
  Carmel High School
  Mundelein, IL
• 05/2018 → 09/2018
  Biltmore Country Club
  Barrington, IL
• 08/2023 → 05/2024
  Loyola Marymount University
  Los Angeles, CA
• 06/2021 → 08/2021
  Biltmore Country Club
  Barrington, IL
• 05/2019 → 09/2019
  Regal Securities
  Glenview, IL
• 06/2023 → 08/2023
  Valuable Capital Securities
  Irvine, CA
• 06/2017 → 08/2017
  Genosouce
  Blairstown, IA
• 06/2020 → 05/2021
  Loyola Marymount University
  Los Angeles, CA
• 08/2021 → 05/2023
  Loyola Marymount University
  Los Angeles, CA
• 05/2024 → Present
  Regal Securities
  Glenview, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-10-23
• S63 Uniform Securities Agent State Law Examination
  2024-08-28