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Kody Paul Gabay

Ubs Financial Services Inc.

Weehawken, NJ

Winter Park, FL

CRD 7675642

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-30
  • FL RA
    APPROVED
    Since 2026-01-30

Branch Locations

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

201 N. New York Avenue 3Rd Floor, Winter Park, FL 32789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Winter Park FL 10/2025 Present
High Point University High Point NC 08/2020 05/2024
Weber High School Atlanta GA 08/2017 05/2020
Atlanta Jewish Academy Atlanta GA 08/2016 05/2017
Unemployed Atlanta GA 06/2024 09/2025
Jabian Consulting Atlanta GA 06/2022 08/2022
Primerevenue Atlanta GA 05/2023 08/2023
Costco Atlanta GA 06/2021 06/2021
  • 10/2025 → Present
    Ubs Financial Services Inc
    Winter Park, FL
  • 08/2020 → 05/2024
    High Point University
    High Point, NC
  • 08/2017 → 05/2020
    Weber High School
    Atlanta, GA
  • 08/2016 → 05/2017
    Atlanta Jewish Academy
    Atlanta, GA
  • 06/2024 → 09/2025
    Unemployed
    Atlanta, GA
  • 06/2022 → 08/2022
    Jabian Consulting
    Atlanta, GA
  • 05/2023 → 08/2023
    Primerevenue
    Atlanta, GA
  • 06/2021 → 06/2021
    Costco
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-03
  • S66 Uniform Combined State Law Examination
    2025-12-03
Other Names
  • Kody Gabay

View on SEC IAPD

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