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Employer firm

Hsbc Securities (Usa) Inc. CRD 19585

$3.84B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • PROVIDE ASSET ALLOC RECOMMENDATIONS & BASED UPON SUCH RECOMMENDATIONS 3RD PARTY ADV TO MANAGE ASSETS PURSUANT TO CLIENT APPROVAL

From the firm’s Form ADV. Read the guides:

Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-09-24
ND RA APPROVED 2025-09-19
GA RA APPROVED 2025-09-05
VI RA APPROVED 2025-08-29
AL RA APPROVED 2025-08-25
AK RA APPROVED 2025-08-25
DE RA APPROVED 2025-08-25
IA RA APPROVED 2025-08-25
KS RA APPROVED 2025-08-25
LA RA APPROVED 2025-08-25
ME RA APPROVED 2025-08-25
MD RA APPROVED 2025-08-25
MN RA APPROVED 2025-08-25
MT RA APPROVED 2025-08-25
NE RA APPROVED 2025-08-25
NC RA APPROVED 2025-08-25
PR RA APPROVED 2025-08-25
TX RA APPROVED 2025-08-25
UT RA APPROVED 2025-08-25
NM RA APPROVED 2025-07-21
CT RA APPROVED 2024-08-19
NJ RA APPROVED 2024-08-19
NY RA APPROVED 2024-08-19
  • DC RA
    APPROVED
    Since 2025-09-24
  • ND RA
    APPROVED
    Since 2025-09-19
  • GA RA
    APPROVED
    Since 2025-09-05
  • VI RA
    APPROVED
    Since 2025-08-29
  • AL RA
    APPROVED
    Since 2025-08-25
  • AK RA
    APPROVED
    Since 2025-08-25
  • DE RA
    APPROVED
    Since 2025-08-25
  • IA RA
    APPROVED
    Since 2025-08-25
  • KS RA
    APPROVED
    Since 2025-08-25
  • LA RA
    APPROVED
    Since 2025-08-25
  • ME RA
    APPROVED
    Since 2025-08-25
  • MD RA
    APPROVED
    Since 2025-08-25
  • MN RA
    APPROVED
    Since 2025-08-25
  • MT RA
    APPROVED
    Since 2025-08-25
  • NE RA
    APPROVED
    Since 2025-08-25
  • NC RA
    APPROVED
    Since 2025-08-25
  • PR RA
    APPROVED
    Since 2025-08-25
  • TX RA
    APPROVED
    Since 2025-08-25
  • UT RA
    APPROVED
    Since 2025-08-25
  • NM RA
    APPROVED
    Since 2025-07-21
  • CT RA
    APPROVED
    Since 2024-08-19
  • NJ RA
    APPROVED
    Since 2024-08-19
  • NY RA
    APPROVED
    Since 2024-08-19

Branch Locations

Rock Tavern, NY • United States

66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa National Association New York NY 02/2024 Present
Hsbc Securities (Usa) Inc. New York NY 02/2024 Present
Hsbc Group New York NY 07/2022 02/2024
Jrm Construction Management New York NY 07/2019 08/2019
Pizzarama New York NY 06/2020 08/2020
Suny University At Buffalo Buffalo NY 07/2016 05/2022
  • 02/2024 → Present
    Hsbc Bank Usa National Association
    New York, NY
  • 02/2024 → Present
    New York, NY
  • 07/2022 → 02/2024
    Hsbc Group
    New York, NY
  • 07/2019 → 08/2019
    Jrm Construction Management
    New York, NY
  • 06/2020 → 08/2020
    Pizzarama
    New York, NY
  • 07/2016 → 05/2022
    Suny University At Buffalo
    Buffalo, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-19
  • S66 Uniform Combined State Law Examination
    2024-06-19

View on SEC IAPD

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