Inactive

Carissa Nguyen Yen

Brickley Wealth Management

South San Francisco, CA

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Current Employers

Brickley Wealth Management

161 W 25Th Avenue Suite 204, San Mateo, CA 94403-2266 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-08-18
CA	RA	APPROVED	2026-05-08

TX RA
APPROVED_RES

Since 2026-08-18
CA RA
APPROVED

Since 2026-05-08

Branch Locations

South San Francisco, CA • United States

161 W 25Th Avenue Suite 204, San Mateo, CA 94403-2266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Summitry Llc	Foster City	CA	04/2022	03/2026
Clarity Wealth Advisors Llc	San Jose	CA	10/2019	04/2022
Universitas Alma Ata/Via	Yogyakarta		06/2018	07/2019
Building Opportunities For Self Sufficiency	Berkeley	CA	04/2018	06/2018
Ucsc Its	Santa Cruz	CA	11/2015	12/2017
Unemployed	Santa Cruz	CA	12/2017	04/2018
Brickley Wealth Management	San Mateo	CA	05/2026	Present

04/2022 → 03/2026

Summitry Llc

Foster City, CA
10/2019 → 04/2022

Clarity Wealth Advisors Llc

San Jose, CA
06/2018 → 07/2019

Universitas Alma Ata/Via

Yogyakarta
04/2018 → 06/2018

Building Opportunities For Self Sufficiency

Berkeley, CA
11/2015 → 12/2017

Ucsc Its

Santa Cruz, CA
12/2017 → 04/2018

Unemployed

Santa Cruz, CA
05/2026 → Present

Brickley Wealth Management

San Mateo, CA

Previous Registrations

2023-03-27 → 2026-03-06

Summitry, Llc

Foster City, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-03-27

S65 Uniform Investment Adviser Law Examination

2023-03-27

View on SEC IAPD

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