Lachlan Anthony Kaiser

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-05-14
CO	RA	APPROVED	2026-05-14

CA RA
APPROVED

Since 2026-05-14
CO RA
APPROVED

Since 2026-05-14

Branch Locations

Glendale, CO • United States

4695 Macarthur Ct Ste 1100, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Eldridge	Lawrence	KS	10/2023	05/2024
Respective Wealth	Overland Park	KS	05/2023	08/2023
Johnny's Tavern	Lawrence	KS	10/2022	05/2023
Malones Bar & Grill	Maple Grove	MN	05/2022	08/2022
The Oread	Lawrence	KS	02/2022	05/2022
Dempseys Burger Pub	Lawrence	KS	10/2021	02/2022
Dolphin Pool & Spa	Plymouth	MN	05/2021	08/2021
Malones Bar & Grill	Maple Grove	MN	03/2019	05/2021
Hedberg Home Brick + Stone	Plymouth	MN	05/2020	08/2020
Biaggi's Ristorante Italiano	Maple Grove	MN	03/2018	10/2019
St Raphael Catholic School	Maple Grove	MN	11/2014	03/2018
Allied Wealth Financial Group	Pueblo	CO	06/2024	06/2025
Gradient Advisors, Llc	Arden Hills	MN	11/2024	06/2025
Fidelity Investments	Greenwood Village	CO	06/2025	04/2026
Ameriprise Financial Services, Llc	Newport Beach	CA	04/2026	Present

10/2023 → 05/2024

The Eldridge

Lawrence, KS
05/2023 → 08/2023

Respective Wealth

Overland Park, KS
10/2022 → 05/2023

Johnny's Tavern

Lawrence, KS
05/2022 → 08/2022

Malones Bar & Grill

Maple Grove, MN
02/2022 → 05/2022

The Oread

Lawrence, KS
10/2021 → 02/2022

Dempseys Burger Pub

Lawrence, KS
05/2021 → 08/2021

Dolphin Pool & Spa

Plymouth, MN
03/2019 → 05/2021

Malones Bar & Grill

Maple Grove, MN
05/2020 → 08/2020

Hedberg Home Brick + Stone

Plymouth, MN
03/2018 → 10/2019

Biaggi's Ristorante Italiano

Maple Grove, MN
11/2014 → 03/2018

St Raphael Catholic School

Maple Grove, MN
06/2024 → 06/2025

Allied Wealth Financial Group

Pueblo, CO
11/2024 → 06/2025

Gradient Advisors, Llc

Arden Hills, MN
06/2025 → 04/2026

Fidelity Investments

Greenwood Village, CO
04/2026 → Present

Ameriprise Financial Services, Llc

Newport Beach, CA

Previous Registrations

2025-08-13 → 2026-05-11

Strategic Advisers Llc

Greenwood Village, CO

Denver, CO

Greenwood Village, CO
2024-11-12 → 2025-06-13

Gradient Advisors, Llc

Colorado Springs, CO

Arden Hills, MN

Pueblo, CO

Other Businesses

Outside Employment; Integrative Financial Management; Paraplanner; Manage advisory business; 4695 Macarthur Ct, Ste 1100, Newport Beach , CA, 92626; Investment-Related; 04/27/2026; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2025-08-08
S65	Uniform Investment Adviser Law Examination	2024-09-27

S63 Uniform Securities Agent State Law Examination

2025-08-08
S65 Uniform Investment Adviser Law Examination

2024-09-27

Other Names

Lachlan Anthony Kaiser
Lachlan A Kaiser
Lachlan Kaiser

View on SEC IAPD