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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-29
NY RA APPROVED 2025-03-31
  • TX RA
    APPROVED
    Since 2025-04-29
  • NY RA
    APPROVED
    Since 2025-03-31

Branch Locations

300 Broadhollow Rd, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Hauppauge NY 06/2024 03/2025
Seton Hall University South Orange NJ 08/2020 05/2024
Plainedge High School Massapequa NY 09/2016 08/2020
Plainedge Middle School Massapequa NY 07/2014 09/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Melville NY 03/2025 Present
Kuttin Wealth Management Hauppauge NY 06/2024 03/2025
Lihrc Wantagh Inc Wantagh NY 05/2020 04/2021
Party Perfect Rentals Llc South Orange NJ 03/2023 05/2023
Express Employment Professionals Manhattan NY 06/2022 08/2022
Shrijee International Usa Inc South Orange NJ 02/2022 04/2022
Island Swimming Sales Inc Massapequa NY 06/2021 09/2021
Mfm Enterprises Inc Massapequa NY 03/2020 05/2020
Bank Of America, N.A. Melville NY 04/2025 Present
  • 06/2024 → 03/2025
    Hauppauge, NY
  • 08/2020 → 05/2024
    Seton Hall University
    South Orange, NJ
  • 09/2016 → 08/2020
    Plainedge High School
    Massapequa, NY
  • 07/2014 → 09/2016
    Plainedge Middle School
    Massapequa, NY
  • 03/2025 → Present
    Melville, NY
  • 06/2024 → 03/2025
    Kuttin Wealth Management
    Hauppauge, NY
  • 05/2020 → 04/2021
    Lihrc Wantagh Inc
    Wantagh, NY
  • 03/2023 → 05/2023
    Party Perfect Rentals Llc
    South Orange, NJ
  • 06/2022 → 08/2022
    Express Employment Professionals
    Manhattan, NY
  • 02/2022 → 04/2022
    Shrijee International Usa Inc
    South Orange, NJ
  • 06/2021 → 09/2021
    Island Swimming Sales Inc
    Massapequa, NY
  • 03/2020 → 05/2020
    Mfm Enterprises Inc
    Massapequa, NY
  • 04/2025 → Present
    Bank Of America, N.A.
    Melville, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-11
  • S66 Uniform Combined State Law Examination
    2024-10-11
Other Names
  • Vincent Joseph Dimarco
  • Vin Dimarco

View on SEC IAPD

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