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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-29 |
| NY | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Hauppauge | NY | 06/2024 | 03/2025 |
| Seton Hall University | South Orange | NJ | 08/2020 | 05/2024 |
| Plainedge High School | Massapequa | NY | 09/2016 | 08/2020 |
| Plainedge Middle School | Massapequa | NY | 07/2014 | 09/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Melville | NY | 03/2025 | Present |
| Kuttin Wealth Management | Hauppauge | NY | 06/2024 | 03/2025 |
| Lihrc Wantagh Inc | Wantagh | NY | 05/2020 | 04/2021 |
| Party Perfect Rentals Llc | South Orange | NJ | 03/2023 | 05/2023 |
| Express Employment Professionals | Manhattan | NY | 06/2022 | 08/2022 |
| Shrijee International Usa Inc | South Orange | NJ | 02/2022 | 04/2022 |
| Island Swimming Sales Inc | Massapequa | NY | 06/2021 | 09/2021 |
| Mfm Enterprises Inc | Massapequa | NY | 03/2020 | 05/2020 |
| Bank Of America, N.A. | Melville | NY | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-11 |
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