Maria Da Conceicao Santos

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-11-20

CA RA
APPROVED

Since 2023-11-20

Branch Locations

39150 Fremont Blvd Fl 4, Fremont, CA 94538 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fremont Bank	Fremont City	CA	07/2022	Present
Fremont Bank	Carmel	CA	02/2020	06/2022
Fremont Bank	Union City	CA	11/2018	02/2020
Comerica Bank	Palo Alto	CA	07/2017	11/2018
Comerica Bank	Los Altos	CA	03/2016	10/2016
Silicon Valley Bank - Allsource Agency	Pleasanton	CA	10/2016	07/2017
Lpl Financial	Fremont	CA	12/2022	Present

07/2022 → Present

Fremont Bank

Fremont City, CA
02/2020 → 06/2022

Fremont Bank

Carmel, CA
11/2018 → 02/2020

Fremont Bank

Union City, CA
07/2017 → 11/2018

Comerica Bank

Palo Alto, CA
03/2016 → 10/2016

Comerica Bank

Los Altos, CA
10/2016 → 07/2017

Silicon Valley Bank - Allsource Agency

Pleasanton, CA
12/2022 → Present

Lpl Financial

Fremont, CA

Previous Registrations

2023-05-24 → 2023-11-16

Lpl Financial Llc

Fremont, CA

San Diego, CA

Other Businesses

1) 12/16/2022 - FB Financial Services, A Division of Fremont Bank - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 12/16/2022 - Fremont Bank - Financial Institution Duty - Wealth Management private banking - Fremont City, CA 94555 - Investment related - Start date: 11/01/2018. 3) 12/16/2022 - Notary - Fremont City, CA 94555 - Investment related - Start date: 11/01/2018.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-05-22

S66 Uniform Combined State Law Examination

2023-05-22

Other Names

Maria Da Conceicao Rodrigues Ferreira Santos

View on SEC IAPD