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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-05-04 |
| TX | RA | APPROVED | 2023-05-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 01/2023 | Present |
| Dairy Queen | Asheville | NC | 01/2008 | 04/2018 |
| Kitchen & Company | Asheville | NC | 04/2014 | 06/2017 |
| Mod Pizza | Asheville | NC | 04/2016 | 04/2018 |
| Signet Jewelers | Asheville | NC | 04/2018 | 06/2020 |
| Self Employed | Asheville | NC | 09/2020 | 04/2021 |
| Self Employed | Belmont | NC | 04/2021 | 01/2023 |
| Unemployed | Weaverville | NC | 06/2020 | 09/2020 |
| Coldwell Banker Realty | Charlotte | NC | 09/2020 | 04/2022 |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-03 |
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