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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2025-10-14 |
| OK | RA | APPROVED | 2025-10-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Living Hope Church | Madison | SD | 10/2015 | 11/2018 |
| First Wesleyan Church | Wichita | KS | 11/2018 | 12/2022 |
| Unemployed | Wichita | KS | 01/2023 | 01/2023 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 02/2023 | 08/2025 |
| Northwestern Mutual Investment Services Llc | Wichita | KS | 06/2023 | 08/2025 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 09/2023 | 08/2025 |
| Thrivent Investment Management Inc | Wichita | KS | 09/2025 | Present |
| Thrivent Financial | Appleton | WI | 09/2025 | 10/2025 |
| Thrivent Financial | Appleton | WI | 10/2025 | Present |
PACIFIC LIFE POSITION: Contracted NATURE: Previously written life insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/19/2025 ADDRESS: W305n5661 Stevens Rd, Hartland WI 53029, United States DESCRIPTION: Contracted with provider for life and health BANNER LIFE POSITION: Contracted NATURE: contracted to provide life insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/16/2024 ADDRESS: 3275 Bennett Creek Ave, Frederick MD 21704, United States DESCRIPTION: contracted to provide life insurance GERBER LIFE POSITION: contracted NATURE: Life insurance for clients who needed a guaranteed issue due to health reasons INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/22/2024 ADDRESS: 445 State St, Fremont MI 49412, United States DESCRIPTION: contracted to provide life insurance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 2023-07-28 |
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