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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2025-06-30
SD RA APPROVED 2024-02-20
  • NE RA
    APPROVED
    Since 2025-06-30
  • SD RA
    APPROVED
    Since 2024-02-20

Branch Locations

13815 Fnb Parkway Suite 300, Omaha, NE 68154-5220 • United States

6225 South Pinnacle Place Suite 201, Sioux Falls, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Sioux Falls SD 01/2023 Present
Mutual Of Omaha Sioux Falls SD 07/2022 08/2022
Unemployed Sioux Falls SD 08/2022 12/2022
Augustana University Sioux Falls SD 08/2017 05/2022
Windsor Mortgage Solutions Sioux Falls SD 06/2021 08/2021
Augustana University Sioux Falls SD 08/2020 12/2020
Jesuit College Prep Dallas TX 08/2012 05/2017
I Fratelli Pizza Dallas TX 06/2018 08/2018
  • 01/2023 → Present
    Ubs Financial
    Sioux Falls, SD
  • 07/2022 → 08/2022
    Mutual Of Omaha
    Sioux Falls, SD
  • 08/2022 → 12/2022
    Unemployed
    Sioux Falls, SD
  • 08/2017 → 05/2022
    Augustana University
    Sioux Falls, SD
  • 06/2021 → 08/2021
    Windsor Mortgage Solutions
    Sioux Falls, SD
  • 08/2020 → 12/2020
    Augustana University
    Sioux Falls, SD
  • 08/2012 → 05/2017
    Jesuit College Prep
    Dallas, TX
  • 06/2018 → 08/2018
    I Fratelli Pizza
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-17
  • S66 Uniform Combined State Law Examination
    2024-02-17

View on SEC IAPD

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