Anne Merrifield Garland

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2024-05-06

CO RA
APPROVED

Since 2024-05-06

Branch Locations

1746 Cole Blvd, Ste 225, Lakewood, CO 80401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Lakewood	CO	02/2022	Present
Fit Denver Llc	Wheat Ridge	CO	04/2009	Present

02/2022 → Present

Lpl Financial

Lakewood, CO
04/2009 → Present

Fit Denver Llc

Wheat Ridge, CO

Other Businesses

1- 03/2024 / Wealth Clarity / DBA for LPL Business (entity for LPL business) / Investment Related / 80 hrs mth / 80 hrs during trading / At reported business location(s) 2. 09/15/2025- Anne Garland, LLC- Business Entity For Tax/Investment Purposes Only- Not INV Related- At Reported Business Location(s)- Start date 08/04/2025- 160 Hours Per Month- 120 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-05-06

S66 Uniform Combined State Law Examination

2024-05-06

Other Names

Anne Elizabeth Merrifield
Annie Merrifield
Annie Garland

View on SEC IAPD