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John Frederick Robinson

Principal Securities, Inc.

Bettendorf, IA

CRD 7674470

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Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-03-15
  • IA RA
    APPROVED
    Since 2023-03-15

Branch Locations

5207 Competition Dr, Bettendorf, IA 52722 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Bettendorf IA 12/2022 Present
Principal Securities Inc Bettendorf IA 12/2022 Present
Unemployed Princeton IA 05/2022 12/2022
Green Chevrolet East Moline IL 07/2018 05/2022
Camping World Davenport IA 02/2018 07/2018
Green Chevrolet East Moline IL 11/2015 02/2018
  • 12/2022 → Present
    Principal Life Insurance Company
    Bettendorf, IA
  • 12/2022 → Present
    Bettendorf, IA
  • 05/2022 → 12/2022
    Unemployed
    Princeton, IA
  • 07/2018 → 05/2022
    Green Chevrolet
    East Moline, IL
  • 02/2018 → 07/2018
    Camping World
    Davenport, IA
  • 11/2015 → 02/2018
    Green Chevrolet
    East Moline, IL
Other Businesses

INSURANCE POSITION: Financial Representative NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 03/16/2023 ADDRESS: 5103 Utica Ridge Road, Davenport IA 52807, United States DESCRIPTION: Sales and service of outside fixed insurance, including life, annuities, DI, LTC, health and group insurance.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-21
  • S66 Uniform Combined State Law Examination
    2023-02-21
Other Names
  • John Frederick Robinson

View on SEC IAPD

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