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Inactive

Szu Chen Lee

Sofi Wealth LLC

San Francisco, CA

CRD 7674352

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Employer firm

Sofi Wealth LLC CRD 167958

$2.05B regulatory AUM 7,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Sofi Wealth Llc

234 1St Street, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-22
  • CA RA
    APPROVED
    Since 2025-10-22

Branch Locations

234 1St Street, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robinhood Markets, Inc. Menlo Park CA 12/2022 04/2025
Chime Financial Los Angeles CA 10/2021 11/2022
City National Bank Los Angeles CA 05/2020 10/2021
Duff & Phelps Los Angeles CA 06/2019 05/2020
Apex Systems Sunnyvale CA 08/2018 05/2019
Ucla Los Angeles CA 09/2014 06/2018
Sofi Securities, Llc San Francisco CA 04/2025 Present
Sofi Wealth Llc San Francisco CA 10/2025 Present
  • 12/2022 → 04/2025
    Robinhood Markets, Inc.
    Menlo Park, CA
  • 10/2021 → 11/2022
    Chime Financial
    Los Angeles, CA
  • 05/2020 → 10/2021
    City National Bank
    Los Angeles, CA
  • 06/2019 → 05/2020
    Duff & Phelps
    Los Angeles, CA
  • 08/2018 → 05/2019
    Apex Systems
    Sunnyvale, CA
  • 09/2014 → 06/2018
    Ucla
    Los Angeles, CA
  • 04/2025 → Present
    Sofi Securities, Llc
    San Francisco, CA
  • 10/2025 → Present
    Sofi Wealth Llc
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-18
  • S66 Uniform Combined State Law Examination
    2025-10-18
Other Names
  • Szuchen Lee

View on SEC IAPD

Nearby Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.

Nearby Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS

Nearby Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA

More in San Francisco, CA

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