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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2026-02-23
OK RA APPROVED 2026-02-12
TX RA APPROVED 2026-02-12
CA RA APPROVED 2026-01-20
  • DC RA
    APPROVED
    Since 2026-02-23
  • OK RA
    APPROVED
    Since 2026-02-12
  • TX RA
    APPROVED
    Since 2026-02-12
  • CA RA
    APPROVED
    Since 2026-01-20

Branch Locations

San Diego, CA • United States

600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc San Diego CA 12/2022 01/2025
Wells Fargo Bank, Na San Diego CA 11/2021 01/2025
Techcet Ca Llc San Diego CA 08/2016 11/2021
Ihss San Diego CA 03/2022 06/2023
Thrivent Investment Management Inc Minneapolis MN 10/2025 Present
Thrivent Financial Appleton WI 10/2025 Present
Meena Sher San Diego CA 02/2025 10/2025
  • 12/2022 → 01/2025
    Wells Fargo Clearing Services, Llc
    San Diego, CA
  • 11/2021 → 01/2025
    Wells Fargo Bank, Na
    San Diego, CA
  • 08/2016 → 11/2021
    Techcet Ca Llc
    San Diego, CA
  • 03/2022 → 06/2023
    Ihss
    San Diego, CA
  • 10/2025 → Present
    Minneapolis, MN
  • 10/2025 → Present
    Thrivent Financial
    Appleton, WI
  • 02/2025 → 10/2025
    Meena Sher
    San Diego, CA
Other Businesses

NOTARY POSITION: Notary Public NATURE: Notary INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2023 ADDRESS: 4653 Carmel Mountain Rd, Ste 308 PMB 1069, San Diego CA 92130, United States DESCRIPTION: Providing notary services.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-17
S63 Uniform Securities Agent State Law Examination 2023-03-17
  • S66 Uniform Combined State Law Examination
    2026-01-17
  • S63 Uniform Securities Agent State Law Examination
    2023-03-17
Other Names
  • Meena Sher
  • Meena Fatemah Sher

View on SEC IAPD

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