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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-08-30 |
| FL | RA | APPROVED | 2016-01-25 |
Branch Locations
2450 Sunset Point Road Suite C, Clearwater, FL 33765 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Clearwater | FL | 01/2016 | Present |
| Raymond James Financial Services Advisors Inc. | Clearwater | FL | 01/2016 | Present |
| Granite Top Goodies, Llc | St. Petersburg | FL | 01/2011 | 12/2016 |
| Sherpa Wealth Planners, Llc | Clearwater | FL | 01/2016 | Present |
(1)Name of Business: Sherpa Wealth Partners, LLC Address: 2450 Sunset Point Road Ste C, Clearwater, FL, 33765, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/04/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisory & Investments (2)Name of Business: Sherpa Wealth Planners, LLC Address: 2450 Sunset Point Road Ste C, Clearwater, FL, 33765, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/04/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisory & Investments
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-09-25 |
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