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Key Largo, FL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-04-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Key Largo | FL | 05/2013 | 07/2022 |
| Omw Llc D/B/A Ongoing Wealth Management | Key Largo | FL | 06/2022 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 07/2022 | 02/2025 |
1) PKS Financial / investment related - Yes /80 State Street, Albany NY 12207 / Fixed / Traditional Insurance / Agent / 07/2022 / 5 / 8 / Sales of Fixed / Traditional insurance products 2) Fixed Insurance / investment related - Yes / 70 Bahama Ave Key Largo, FL 33037 / Fixed / Traditional Insurance / Agent / 06/2022 / 5 / 5 / Sales of Fixed / Traditional insurance products 3) BabyQuip \ Investment Related - No \ 176 Pearl Ave, Tavernier, FL 33070 \ Baby Rental Equipment \ Owner \ 8/1/2023 \ 1 \ 0 \ I help with the delivery and pick up of baby rental equipment.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-16 |
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