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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-12
NY RA APPROVED 2024-10-23
  • TX RA
    APPROVED
    Since 2024-11-12
  • NY RA
    APPROVED
    Since 2024-10-23

Branch Locations

90 Crystal Run Rd, Middletown, NY 10941 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Albany NY 12/2022 Present
Unemployed Beachwood NJ 05/2022 12/2022
Suny Albany Albany NY 08/2018 05/2022
Nys Department Of Agriculture And Markets Albany NY 08/2021 05/2022
Town Of Cornwall Highway Department Cornwall NY 05/2020 08/2020
Town Of Cornwall Highway Department Cornwall NY 05/2021 08/2021
Temple Hill Tavern New Windsor NY 12/2018 01/2019
Temple Hill Tavern New Windsor NY 05/2019 08/2019
Cornwall-On-Hudson Summer Camp Cornwall-On-Hudson NY 07/2019 08/2019
Canterbury Brook Inn Cornwall NY 06/2017 07/2018
Unemployed Cornwall NY 04/2000 06/2017
Ups New Windsor NY 05/2020 05/2020
  • 12/2022 → Present
    Albany, NY
  • 05/2022 → 12/2022
    Unemployed
    Beachwood, NJ
  • 08/2018 → 05/2022
    Suny Albany
    Albany, NY
  • 08/2021 → 05/2022
    Nys Department Of Agriculture And Markets
    Albany, NY
  • 05/2020 → 08/2020
    Town Of Cornwall Highway Department
    Cornwall, NY
  • 05/2021 → 08/2021
    Town Of Cornwall Highway Department
    Cornwall, NY
  • 12/2018 → 01/2019
    Temple Hill Tavern
    New Windsor, NY
  • 05/2019 → 08/2019
    Temple Hill Tavern
    New Windsor, NY
  • 07/2019 → 08/2019
    Cornwall-On-Hudson Summer Camp
    Cornwall-On-Hudson, NY
  • 06/2017 → 07/2018
    Canterbury Brook Inn
    Cornwall, NY
  • 04/2000 → 06/2017
    Unemployed
    Cornwall, NY
  • 05/2020 → 05/2020
    Ups
    New Windsor, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-21
  • S66 Uniform Combined State Law Examination
    2024-10-21

View on SEC IAPD

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