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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-07-13 |
| VT | RA | APPROVED | 2026-07-10 |
| TX | RA | APPROVED | 2026-07-09 |
Branch Locations
3965 Dallas Parkway Frisco Regional, Frisco, TX 75034 • United States
Prosper, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Dallas | TX | 02/2020 | 06/2026 |
| Wells Fargo Clearing Services, Llc | Dallas | TX | 12/2022 | 06/2026 |
| United States Army | Lawton | VA | 12/2007 | 02/2020 |
| Tiaa | Frisco | TX | 06/2026 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Frisco | TX | 06/2026 | Present |
(1) Name: Prosper Signature Services LLC Position: Owner/Notary Nature: I am an active Texas state notary looking to conduct notary services outside of normal working business hours. I am seeking to also do virtual signings for clients to include loan documents. Investment Related: No Hours: 8 Securities Trading Hours: 0 Start Date: 07/08/2026 Address: Home Address, Prosper TX 75078, United States Description: Notary Signing Services (2) Name: Tea Tree Properties LLC Position: Manager Nature: Tea Tree Properties is an operating company owned by Prosper Investment Group LLC Investment Related: Yes Hours: 4 Securities Trading Hours: 0 Start Date: 03/22/2024 Address: Home Address, Prosper TX 75078, United States Description: Real Estate Leasing Ops (3) Name: Prosper Investment Group LLC Position: owner Nature: Holding Company who owns Tea Tree Properties LLC Investment Related: Yes Hours: 4 Securities Trading Hours: 0 Start Date: 03/19/2024 Address: Home Address, Prosper TX 75078, United States Description: Real Estate Leasing for rental
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 2023-04-07 |
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