Mark D Holden

CRD 7673016

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-05-08
AZ	RA	APPROVED	2023-04-18

TX RA
APPROVED

Since 2023-05-08
AZ RA
APPROVED

Since 2023-04-18

Branch Locations

400 East Rivulon Boulevard, Gilbert, AZ 85297 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Gilbert	AZ	01/2023	Present
Loandepot	Chandler	AZ	04/2016	07/2022
Unemployed	Chandler	AZ	08/2022	12/2022

01/2023 → Present

Morgan Stanley

Gilbert, AZ
04/2016 → 07/2022

Loandepot

Chandler, AZ
08/2022 → 12/2022

Unemployed

Chandler, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-04-13

S66 Uniform Combined State Law Examination

2023-04-13

View on SEC IAPD

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