James Landon Moore

Current Employers

Employment History

• 06/2006 → Present
  Securities Service Network, Inc.
  Knoxville, TN
• 09/2020 → Present
  Securities America, Inc.
  Knoxville, TN
• 09/2020 → Present
  Securities America Advisors, Inc.
  La Vista, NE
• 05/2021 → Present
  Silver Oak Securities, Inc.
  Jackson, TN

Previous Registrations

• 2020-09-18 → 2020-12-31
  Securities America Advisors, Inc.
  La Vista, NE
• 2013-04-01 → 2020-09-18
  Ssn Advisory, Inc.
  Knoxville, TN

Other Businesses

1) FINRA Non-Public Arbitrator - 9729 Cogdill Rd. Ste 104, Knoxville, TN 37932 - 2019 start date - NIR - FINRA arbitrators are a group of dedicated individuals serving the investing public and the securities industry. They are neutral, well-qualified and essential to maintaining a fair, impartial and efficient system of dispute resolution. - Schedule hearing dates, set discovery and motion deadlines and address any other preliminary issues involved with the case; participate in subsequent pre-hearing calls , if necessary, to resolve discovery disputes, hear arguments on motions, resolve scheduling issues and address any other matter that will simplify or expedite the hearing; attend an in-person hearing, when held (not all cases require an in-person hearing, and in such circumstances, the selected arbitrator will render a decision based on the information provided by the parties); discuss and deliberate the outcome after the hearing; and render a decision in the case. - other - 3 hrs/mo trading

Exams

• S66 Uniform Combined State Law Examination
  2013-03-29

Other Names

• Landon Moore