Best Investors
Account
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Account
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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-03-09 |
| TX | RA | APPROVED | 2014-03-04 |
| IN | RA | APPROVED | 2014-02-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Indianapolis | IN | 09/2013 | Present |
| Bank Of America, N.A. | Indianapolis | IN | 09/2015 | Present |
I*137556 For profit or not for profit: Non-Profit Organization Name of outside business organization: Best Buddies Indiana Investment related: N Address of business: Indianapolis, Indiana 46250 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 4/21/2021 Number of hours devoted: 4 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: A nonprofit organization that creates opportunities for one-to-one friendships, integrated employment, leadership development, and inclusive living for people with intellectual and developmental disabilities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-29 |
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