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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-17
TX RA APPROVED 2024-05-15
  • FL RA
    APPROVED
    Since 2024-05-17
  • TX RA
    APPROVED
    Since 2024-05-15

Branch Locations

100 Corridor Road Suite 101, Ponte Vedra Beach, FL 32082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Freedom Boat Club Saint Johns FL 06/2021 10/2022
Fiverr Saint Johns FL 07/2019 05/2021
Capital Veterinary Specialists Jacksonville FL 05/2019 07/2019
Red Door Thrift Store Saint Johns FL 05/2017 03/2018
Teresa Gaunt Saint Johns FL 01/2021 02/2021
Fidelity Brokerage Services Llc Jacksonville FL 12/2022 11/2023
Bartram Trail High School Saint Johns FL 08/2014 05/2018
Truist Investment Services, Inc. Saint Augustine FL 11/2023 05/2024
Raymond James Financial Services, Inc. Ponte Vedra Beach FL 05/2024 Present
Raymond James Financial Services Advisors, Inc. Ponte Vedra Beach FL 05/2024 Present
Florida State University Tallahassee FL 05/2018 07/2022
Pinnacle Bank/Pinnacle Financial Partners Ponte Vedra Beach FL 05/2024 Present
  • 06/2021 → 10/2022
    Freedom Boat Club
    Saint Johns, FL
  • 07/2019 → 05/2021
    Fiverr
    Saint Johns, FL
  • 05/2019 → 07/2019
    Capital Veterinary Specialists
    Jacksonville, FL
  • 05/2017 → 03/2018
    Red Door Thrift Store
    Saint Johns, FL
  • 01/2021 → 02/2021
    Teresa Gaunt
    Saint Johns, FL
  • 12/2022 → 11/2023
    Fidelity Brokerage Services Llc
    Jacksonville, FL
  • 08/2014 → 05/2018
    Bartram Trail High School
    Saint Johns, FL
  • 11/2023 → 05/2024
    Truist Investment Services, Inc.
    Saint Augustine, FL
  • 05/2024 → Present
    Raymond James Financial Services, Inc.
    Ponte Vedra Beach, FL
  • 05/2024 → Present
    Ponte Vedra Beach, FL
  • 05/2018 → 07/2022
    Florida State University
    Tallahassee, FL
  • 05/2024 → Present
    Pinnacle Bank/Pinnacle Financial Partners
    Ponte Vedra Beach, FL
Previous Registrations
Other Businesses

(1)Name of Business: Horizon Group Address: 100 Corridor Rd Ste 101, Ponte Vedra Beach, FL, 32082-8206, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/15/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours:0-1 Description of duties: Registered Sales Assistant/Client Service Associate - Provide assistance to financial advisor, schedule appointments, prepare for meetings, and service on-going clients' needs. (2)Name of Business: Pinnacle Asset Management Address: 100 Corridor Rd Ste 101, Ponte Vedra Beach, FL, 32082-8206, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/15/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 0-1 Description of duties: Registered Sales Assistant/Client Service Associate - Provide assistance to financial advisor, schedule appointments, prepare for meetings, and service on-going clients' needs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-16
S63 Uniform Securities Agent State Law Examination 2023-04-03
  • S66 Uniform Combined State Law Examination
    2024-01-16
  • S63 Uniform Securities Agent State Law Examination
    2023-04-03
Other Names
  • Nick Gillespie

View on SEC IAPD

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