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Phillip Maxwell

Probity Advisors, Inc.

Dallas, TX

CRD 7672550

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Employer firm

Probity Advisors, Inc. CRD 121849

$859M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Probity Advisors, Inc.

10000 N. Central Expressway Suite 1326, Dallas, TX 75231 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-05
  • TX RA
    APPROVED
    Since 2024-02-05

Branch Locations

10000 N. Central Expressway Suite 1326, Dallas, TX 75231 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Probity Advisors, Inc. Dallas TX 07/2022 Present
Fort Worth Presbyterian Church Fort Worth TX 07/2016 06/2021
Self-Employed Dallas TX 07/2021 06/2022
  • 07/2022 → Present
    Probity Advisors, Inc.
    Dallas, TX
  • 07/2016 → 06/2021
    Fort Worth Presbyterian Church
    Fort Worth, TX
  • 07/2021 → 06/2022
    Self-Employed
    Dallas, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-05
  • S65 Uniform Investment Adviser Law Examination
    2024-02-05
Other Names
  • Phillip Elliott Maxwell

View on SEC IAPD

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