Derek Christopher Thompson

Current Employers

Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APP_PEND_IARCE	2026-01-01
PA	RA	APPROVED	2025-07-03
NY	RA	APPROVED	2021-05-11
LA	RA	APPROVED	2018-02-23

NJ RA
APP_PEND_IARCE

Since 2026-01-01
PA RA
APPROVED

Since 2025-07-03
NY RA
APPROVED

Since 2021-05-11
LA RA
APPROVED

Since 2018-02-23

Branch Locations

60 West Union St Suite 201, Kingston, PA 18704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Transamerica Financial Advisors, Inc	Kingston	PA	02/2018	Present
World Financial Group, Inc.	Kingston	PA	12/2017	Present
Jp Morgan Securities Llc	New York	NY	03/2016	12/2016
Jp Morgan Chase Bank	New York	NY	02/2016	12/2016
Unemployed	Brooklyn	NY	01/2017	05/2017
Uber	Long Island City	NY	05/2017	11/2025
Netlaw	Louisville	KY	03/2019	Present
Apex Business Llc	Brooklyn	NY	04/2020	Present
Notary Signing Agent	Singing Agent	NY	06/2020	12/2021
Ebay	New York	NJ	12/2020	11/2025
Lyft	San Francisco	CA	05/2017	Present
N/A	Alpharetta	GA	01/2017	Present

02/2018 → Present

Transamerica Financial Advisors, Inc

Kingston, PA
12/2017 → Present

World Financial Group, Inc.

Kingston, PA
03/2016 → 12/2016

Jp Morgan Securities Llc

New York, NY
02/2016 → 12/2016

Jp Morgan Chase Bank

New York, NY
01/2017 → 05/2017

Unemployed

Brooklyn, NY
05/2017 → 11/2025

Uber

Long Island City, NY
03/2019 → Present

Netlaw

Louisville, KY
04/2020 → Present

Apex Business Llc

Brooklyn, NY
06/2020 → 12/2021

Notary Signing Agent

Singing Agent, NY
12/2020 → 11/2025

Ebay

New York, NJ
05/2017 → Present

Lyft

San Francisco, CA
01/2017 → Present

N/A

Alpharetta, GA

Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. UBER/Investment Related - No/27-55 Jackson Ave, Long Island City, NY 11101 PHONE NUMBER:(803) 993-8237/TAXI SERVICE/DRIVER/05.17/60/0/DRIVER PEOPLE FROM POINT A TO POINT B NETLAW /0319 TO PRESENT/ INVESTMENT RELATED: YES /12910 SHELBYVILLE ROAD SUITE 124 LOUISVILLE , KY 40243/FINANCIAL PLANNER/THIS COMPANY HELPS FAMILY BY CREATING WILLS AND TRUST FUNDS. THEY HELP INSURE WEALTH GETS PASSED DOWN TO THERE CHILDREN/ hrs work monthly: 30/ Sec trading hrs: 1/WHEN I SIT DOWN WITH A PROSPECTIVE CLIENT TO DO A FACT FINDER. WE REVIEW THERE ESTATE PLANNING NEEDS, I THEN RECOMMEND THE PRODUCT. IT HELPS TO KEEP THEM IN LINE WITH THERE FINANCIAL SECURITY. Apex Business LLC/ 0420-Present / Investment Related: No / 1383 Park Place Brooklyn NY 11213 / President CEO / connected to Uber OBA/ Hrs Work Monthly: 60 / Sec Trading Hrs: 0/ My usual daily activities is picking up passengers 3-4 hours a day. This gives me cash flow to pay for expenses in my advisory business at Transamerica LYFT POSITION: Driver NATURE: Transportation INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 4 START DATE: 05/01/2017 ADDRESS: 185 Berry Street, Suite 400, San Francisco CA 94107, United States DESCRIPTION: I provide transportation to people in NYC. N/A POSITION: agentNATURE: Marketing INVESTMENT RELATED: No NUMBER OF HOURS: 75 SECURITIES TRADING HOURS: 2 START DATE: 01/02/2017 ADDRESS: 3030 Royal Blvd., S Suite 200, Alpharetta GA 30022, United States DESCRIPTION: N/A

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-10-27
S63	Uniform Securities Agent State Law Examination	2008-03-18

S65 Uniform Investment Adviser Law Examination

2017-10-27
S63 Uniform Securities Agent State Law Examination

2008-03-18

Other Names

Derek Thompson
Derek C Thompson

View on SEC IAPD