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Zachary Robert Lopes

Charles Schwab & Co., Inc.

San Francisco, CA

San Mateo, CA

CRD 7672522

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-26
  • CA RA
    APPROVED
    Since 2024-03-26

Branch Locations

San Francisco, CA • United States

1300 South El Camino Real Suite 110, San Mateo, CA 94402-2964 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Willington CT 01/2012 12/2022
Charles Schwab & Co., Inc. Corte Madera CA 01/2023 Present
Charles Schwab Bank, Ssb Corte Madera CA 01/2023 Present
  • 01/2012 → 12/2022
    Student
    Willington, CT
  • 01/2023 → Present
    Charles Schwab & Co., Inc.
    Corte Madera, CA
  • 01/2023 → Present
    Charles Schwab Bank, Ssb
    Corte Madera, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-25
  • S66 Uniform Combined State Law Examination
    2024-03-25
Other Names
  • Zach Lopes
  • Zachary Lopes
  • Zach Robert Lopes

View on SEC IAPD

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