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Paul Vincent Klinges

Berger Financial Group

Portland, ME

Plymouth, MN

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Current Employers
Berger Financial Group

1695 State Hwy 169 N, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2023-08-29
  • ME RA
    APPROVED
    Since 2023-08-29

Branch Locations

15 Monument Square Suite 3E, Portland, ME 04101 • United States

1695 State Hwy 169 N, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harvest Asset Group, Llc Portland ME 05/2021 Present
Charleston Sailing School Charleston SC 09/2017 05/2021
Student Charleston SC 12/2011 09/2017
Berger Financial Group Plymouth MN 08/2023 Present
  • 05/2021 → Present
    Harvest Asset Group, Llc
    Portland, ME
  • 09/2017 → 05/2021
    Charleston Sailing School
    Charleston, SC
  • 12/2011 → 09/2017
    Student
    Charleston, SC
  • 08/2023 → Present
    Plymouth, MN
Previous Registrations
  • 2023-01-21 → 2023-12-31
    Harvest Asset Group, Llc
    Charlestown, SC
    Portland, ME
Other Businesses

Investment Adviser Representative, Harvest Asset Group, LLC, May 2021 to Present, Not full time during trading hours, investment related, transitioning to Berger Financial Group

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-01-20
  • S65 Uniform Investment Adviser Law Examination
    2023-01-20
Other Names
  • Paul Klinges

View on SEC IAPD

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