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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2021-09-21 |
Branch Locations
2411 Heritage Trl Ste 5, Enid, OK 73703 • United States
Pleasant Plains, AR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 06/2006 | 05/2021 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 04/2021 | 05/2021 |
| Ameriprise Financial Services, Llc | Batesville | AR | 08/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 2008-11-20 |
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