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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-12-26 |
| CA | RA | APPROVED | 2025-03-12 |
Branch Locations
El Sobrante, CA • United States
1 Capitol Mall Suite 300, Sacramento, CA 95814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Redwood Mortgage Company | San Mateo | CA | 01/2021 | 01/2023 |
| Headlands Prep School | Sausalito | CA | 01/2019 | 01/2021 |
| Student | Columbia | MO | 01/2015 | 01/2019 |
| United States Navy Reserves | Houston | TX | 01/2014 | 01/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/2023 | 03/2024 |
| Northwestern Mutual Investment Services Llc | Walnut Creek | CA | 03/2023 | 03/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 02/2024 | 03/2024 |
| Guardian Life Insurance Company | Sacramento | CA | 04/2024 | Present |
| Park Avenue Securities | Sacramento | CA | 05/2024 | Present |
| Guardian Life Insurance Company | El Sobrante | CA | 05/2025 | Present |
| Park Avenue Securities | El Sobrante | CA | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 2023-12-21 |
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