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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-04-10 |
| TX | RA | APPROVED | 2026-04-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Durham | NC | 12/2022 | 03/2023 |
| 1Call-A-Way Staffing | Durham | NC | 01/2022 | 12/2022 |
| Medpharm Ltd | Durham | NC | 08/2019 | 09/2022 |
| Tg Therapeutics | Morrisville | NC | 05/2018 | 04/2019 |
| The Richards Advantage | Cary | NC | 01/2018 | 01/2019 |
| University Of California Irvine | Irvine | CA | 06/2017 | 08/2017 |
| North Carolina A&T State University | Greensboro | NC | 08/2015 | 04/2017 |
| Guilford County Schools | Greensboro | NC | 09/2015 | 06/2017 |
| North Carolina A&T State University | Greensboro | NC | 08/2015 | 08/2017 |
| Greene Resource | Raleigh | NC | 06/2016 | 11/2016 |
| Unemployed | Apex | NC | 08/2017 | 12/2017 |
| Unemployed | Cary | NC | 05/2019 | 07/2019 |
| Citigroup | New York | NY | 04/2023 | 05/2025 |
| Unemployed | New York | NY | 05/2025 | 11/2025 |
| Equitable Advisors, Llc. | New York | NY | 12/2025 | 03/2026 |
| The Vanguard Group, Inc. | Charlotte | NC | 03/2026 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 03/2026 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 03/2026 | Present |
| Liberfield Capital | Durham | NC | 01/2026 | 04/2026 |
NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: DURHAM, NC NATURE OF BUSINESS: VARIABLE LIFE & HEALTH POSITION: N/A START DATE: 01/2026 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 2023-03-27 |
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