Edgar Steven Diaz

Charles Schwab & Co., Inc.

CRD 7671848

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
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From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-05-23

CA RA
APPROVED

Since 2024-05-23

Branch Locations

800 El Camino Real Suite 100, Menlo Park, CA 94025-4875 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Menlo Park	CA	01/2023	Present
Apple	San Mateo	CA	12/2021	02/2022
Melons Catering	South San Francisco	CA	12/2019	02/2020
Sodexo	Moraga	CA	10/2018	09/2020
Contra Costa Library	Moraga	CA	05/2018	05/2018
Student	Moraga	CA	12/2013	08/2022
Uemployed	Redwood City	CA	08/2022	01/2023
Charles Schwab Bank, Ssb	Menlo Park	CA	02/2024	Present

01/2023 → Present

Charles Schwab & Co., Inc.

Menlo Park, CA
12/2021 → 02/2022

Apple

San Mateo, CA
12/2019 → 02/2020

Melons Catering

South San Francisco, CA
10/2018 → 09/2020

Sodexo

Moraga, CA
05/2018 → 05/2018

Contra Costa Library

Moraga, CA
12/2013 → 08/2022

Student

Moraga, CA
08/2022 → 01/2023

Uemployed

Redwood City, CA
02/2024 → Present

Charles Schwab Bank, Ssb

Menlo Park, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-05-22

S66 Uniform Combined State Law Examination

2024-05-22

View on SEC IAPD

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