Heather Anne Johnson

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2022 → 02/2023
  Pruco Securities Llc
  Irvine, CA
• 06/2022 → 11/2024
  Polaris International Education, Inc.
  Irvine, CA
• 06/2022 → 12/2022
  Admission Ag
  Irvine, CA
• 06/2018 → 06/2023
  Gate Education
  Irvine, CA
• 10/2018 → 08/2019
  Gate Education
  Irvine, CA
• 10/2018 → 03/2019
  Gate Education
  Orange, CA
• 04/2017 → 09/2018
  Maru Academy
  Irvine, CA
• 01/2016 → 04/2017
  Unemployed
  Orange, CA
• 03/2023 → 11/2024
  Pruco Securities Llc
  Irvine, CA
• 06/2023 → Present
  The Prudential Insurance Company Of America
  Irvine, CA
• 11/2024 → Present
  Lpl Enterprise, Llc
  Irvine, CA

Previous Registrations

• 2023-06-06 → 2024-11-14
  Pruco Securities, Llc.
  Irvine, CA

Exams

• S66 Uniform Combined State Law Examination
  2023-06-06

Other Names

• Heather Anne Johnson
• Heather Anne Kublin