Roger J Curtis

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2022 → 04/2025
  Wells Fargo Clearing Services, Llc
  Scottsdale, AZ
• 12/2018 → 04/2025
  Wells Fargo Bank, Na
  Scottsdale, AZ
• 08/2018 → 07/2019
  Qwick, Inc
  Phoenix, AZ
• 02/2017 → 08/2018
  At Home
  Williams, AZ
• 06/2015 → 02/2017
  Backpackers On Dundas
  Toronto
• 07/2025 → Present
  Morgan Stanley
  Gilbert Us, AZ

Other Businesses

651599 - RC FIRM LLC; Investment Related - Yes; Phoenix, Arizona; Retail/Online Stores; Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 05/2020; During Business Hours: 0; After Business Hours: 1; Sales/Marketing. 651593 - Affinity Family Care; Investment Related - No; Mesa, Arizona; Hospital/Healthcare; Employee (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 12/2024; During Business Hours: 0; After Business Hours: 80; Labor/Service.

Exams

• S66 Uniform Combined State Law Examination
  2025-09-19
• S63 Uniform Securities Agent State Law Examination
  2023-02-23

Other Names

• Roger Curtis
• Roger James Curtis