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Erica Marie Taylor

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Stockton, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-31
CA RA APPROVED 2023-08-30
  • TX RA
    APPROVED_RES
    Since 2023-08-31
  • CA RA
    APPROVED
    Since 2023-08-30

Branch Locations

1546 Saint Marks Plz, Stockton, CA 95207 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cameron Park CA 05/2022 Present
Wells Fargo Bank Vacaville CA 08/2015 05/2022
Buffalo Wild Wings Lodi CA 06/2016 10/2016
Bank Of America N.A. Lodi CA 04/2023 Present
Uber Technologies Lodi CA 01/2022 11/2022
  • 05/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Cameron Park, CA
  • 08/2015 → 05/2022
    Wells Fargo Bank
    Vacaville, CA
  • 06/2016 → 10/2016
    Buffalo Wild Wings
    Lodi, CA
  • 04/2023 → Present
    Bank Of America N.A.
    Lodi, CA
  • 01/2022 → 11/2022
    Uber Technologies
    Lodi, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-14
  • S66 Uniform Combined State Law Examination
    2023-07-14
Other Names
  • Erica Taylor

View on SEC IAPD

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PNC WEALTH MANAGEMENT LLC · STOCKTON, CA
TRANSAMERICA FINANCIAL ADVISORS, LLC · STOCKTON, CA
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