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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-05-15 |
| TN | RA | APPROVED | 2024-02-05 |
| TX | RA | APPROVED | 2024-02-01 |
Branch Locations
121 North Market Street Suite 500, Wooster, OH 44691 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Triway Local School District | Wooster | OH | 10/2013 | 05/2018 |
| The College Of Wooster | Wooster | OH | 08/2018 | 11/2022 |
| Stifel Nicolaus & Co | Wooster | OH | 12/2022 | 06/2023 |
| Stifel Nicolaus & Co | Nashville Tn > Wooster | OH | 08/2023 | Present |
1. The College of Wooster W Association; 1189 Beall Ave Wooster OH 44691; Honor alumni athletes who are outstanding in their accomplishments and others who have been outstanding supporters of athletics; Board of Directors; attend meetings of the board, participate in development of W association, develop funding support, serve on at least one committee; 08/01/2025; 4 hrs/year; Not during security trading hours; Not Investment-Related 2. YMCA of Wayne and Holmes; 608 Woodland Ave Wooster OH 44691; The Y is committed to partnering with young people to create stronger communities; Member of Board of Directors; Attend monthly board meetings and assist with fundraising; 07/18/2025; 3 hrs/month; During security trading hours; Not Investment-Related 3. Triway Local Schools; 3205 Shreve Road Wooster, OH 44691; Public school system; Volunteer Assistant Football Coach; Assist with practice instruction as well as gameday duties; 08/01/2025; 10 hrs/week; Not during security trading hours; Not Investment-Related 4. The Village Network Foundation; 2000 Noble Drive Wooster, OH 44691; The Village Network is a multi-discipline behavioral health nonprofit organization; Foundation Board Trustee; The Foundation’s Board of Trustees (“Board”) is responsible for approving the Investment Policy Statement. Additional responsibilities include ensuring that the investment process is managed in a prudent manner, seeking to meet the Foundation’s investment objectives. The Board, with the assistance of the investment consultant, will review investments and asset allocation on a quarterly basis.; 08/17/2026; 5 hours/qtr; During security trading hours; Not Investment-Related 5. The Village Network; 2000 Noble Drive Wooster, OH 44691; The Village Network is a multi-discipline behavioral health nonprofit organization; Finance Committee Member; The purposes of the Finance and Audit Committee shall include: a. To assist the Board in its review and understanding of the Company’s financial condition, liquidity and results of operations, b. To approve the Company’s independent accounting firm, c. To monitor the accounting firm’s performance, and d. To assist the Board in its oversight of the integrity of the Company’s financial statements and the Company’s compliance with legal and regulatory requirements.; 08/17/2026; 5 hours/qtr; During security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-01-31 |
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