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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-05-15
TN RA APPROVED 2024-02-05
TX RA APPROVED 2024-02-01
  • OH RA
    APPROVED
    Since 2025-05-15
  • TN RA
    APPROVED
    Since 2024-02-05
  • TX RA
    APPROVED
    Since 2024-02-01

Branch Locations

121 North Market Street Suite 500, Wooster, OH 44691 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Triway Local School District Wooster OH 10/2013 05/2018
The College Of Wooster Wooster OH 08/2018 11/2022
Stifel Nicolaus & Co Wooster OH 12/2022 06/2023
Stifel Nicolaus & Co Nashville Tn > Wooster OH 08/2023 Present
  • 10/2013 → 05/2018
    Triway Local School District
    Wooster, OH
  • 08/2018 → 11/2022
    The College Of Wooster
    Wooster, OH
  • 12/2022 → 06/2023
    Stifel Nicolaus & Co
    Wooster, OH
  • 08/2023 → Present
    Stifel Nicolaus & Co
    Nashville Tn > Wooster, OH
Other Businesses

1. The College of Wooster W Association; 1189 Beall Ave Wooster OH 44691; Honor alumni athletes who are outstanding in their accomplishments and others who have been outstanding supporters of athletics; Board of Directors; attend meetings of the board, participate in development of W association, develop funding support, serve on at least one committee; 08/01/2025; 4 hrs/year; Not during security trading hours; Not Investment-Related 2. YMCA of Wayne and Holmes; 608 Woodland Ave Wooster OH 44691; The Y is committed to partnering with young people to create stronger communities; Member of Board of Directors; Attend monthly board meetings and assist with fundraising; 07/18/2025; 3 hrs/month; During security trading hours; Not Investment-Related 3. Triway Local Schools; 3205 Shreve Road Wooster, OH 44691; Public school system; Volunteer Assistant Football Coach; Assist with practice instruction as well as gameday duties; 08/01/2025; 10 hrs/week; Not during security trading hours; Not Investment-Related 4. The Village Network Foundation; 2000 Noble Drive Wooster, OH 44691; The Village Network is a multi-discipline behavioral health nonprofit organization; Foundation Board Trustee; The Foundation’s Board of Trustees (“Board”) is responsible for approving the Investment Policy Statement. Additional responsibilities include ensuring that the investment process is managed in a prudent manner, seeking to meet the Foundation’s investment objectives. The Board, with the assistance of the investment consultant, will review investments and asset allocation on a quarterly basis.; 08/17/2026; 5 hours/qtr; During security trading hours; Not Investment-Related 5. The Village Network; 2000 Noble Drive Wooster, OH 44691; The Village Network is a multi-discipline behavioral health nonprofit organization; Finance Committee Member; The purposes of the Finance and Audit Committee shall include: a. To assist the Board in its review and understanding of the Company’s financial condition, liquidity and results of operations, b. To approve the Company’s independent accounting firm, c. To monitor the accounting firm’s performance, and d. To assist the Board in its oversight of the integrity of the Company’s financial statements and the Company’s compliance with legal and regulatory requirements.; 08/17/2026; 5 hours/qtr; During security trading hours; Not Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-31
  • S66 Uniform Combined State Law Examination
    2024-01-31

View on SEC IAPD

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