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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-07-07 |
Branch Locations
1021 E Cary St [V2/V9-Rbo], Richmond, VA 23219 • United States
3107 Blvd Ste 16, Colonial Heights, VA 23834 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Midlothian | VA | 12/2022 | Present |
| Wells Fargo Bank, Na | Midlothian | VA | 10/2021 | Present |
| Suntrust Banks Now Truist | Colonial Heights | VA | 06/2016 | 10/2021 |
WAG SERVICES, NOT INV RELATED, SOUTH CHESTERFIELD, VA, CONTRACTED DOG BOARDER AND WALKER, START 10/1/2018, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, BOARDING DOGS OVERNIGHT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 2023-03-30 |
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