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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-10-17
  • MI RA
    APPROVED
    Since 2024-10-17

Branch Locations

Detroit, MI • United States

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Friends Of Dan Kildee Flint MI 06/2016 01/2017
United States House Of Representatives -Dan Kildee Washington DC 01/2017 11/2017
Friends Of Dan Kildee - Dscc Lansing MI 11/2017 01/2019
Self-Employed Ferndale MI 01/2019 06/2019
Griffin Claw Brewing Company Birmingham MI 06/2019 04/2022
United States Postal Service Troy MI 04/2022 06/2022
Griffin Claw Brewing Company Birmingham MI 06/2022 10/2022
Unemployed Hazel Park MI 12/2022 01/2023
Charles Schwab & Co., Inc. Detroit MI 01/2023 Present
  • 06/2016 → 01/2017
    Friends Of Dan Kildee
    Flint, MI
  • 01/2017 → 11/2017
    United States House Of Representatives -Dan Kildee
    Washington, DC
  • 11/2017 → 01/2019
    Friends Of Dan Kildee - Dscc
    Lansing, MI
  • 01/2019 → 06/2019
    Self-Employed
    Ferndale, MI
  • 06/2019 → 04/2022
    Griffin Claw Brewing Company
    Birmingham, MI
  • 04/2022 → 06/2022
    United States Postal Service
    Troy, MI
  • 06/2022 → 10/2022
    Griffin Claw Brewing Company
    Birmingham, MI
  • 12/2022 → 01/2023
    Unemployed
    Hazel Park, MI
  • 01/2023 → Present
    Detroit, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-14
S63 Uniform Securities Agent State Law Examination 2023-04-24
  • S66 Uniform Combined State Law Examination
    2024-10-14
  • S63 Uniform Securities Agent State Law Examination
    2023-04-24

View on SEC IAPD

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